Operating Business Subsidiaries
As of January 1, 2017, the Company's operating segments comprised the following subsidiaries:
Operating Business Subsidiaries
Securities and futures in the United States are offered by KCG Americas LLC ("KCGA"). KCGA is a brokerdealer registered with the Securities and Exchange Commission (“SEC”) and an introducing broker registered with the National Futures Association (“NFA”). KCGA is a member of the Financial Industry Regulatory Authority ("FINRA"), the Municipal Securities Rule Making Board ("MSRB"), all of the major equities, options and futures exchanges, and clearing organizations, including the Depository Trust Company (“DTC”), the National Securities Clearing Corporation (“NSCC”), the Options Clearing Corporation (“OCC”) and the Fixed Income Clearing Corporation (“FICC”). KCGA operates as a market maker in various asset classes, provides institutional sales and trading services in equities and ETFs, provides market access and trading algorithms and operates two alternative trading systems (“ATSs”): KCG BondPoint and KCG MatchIt.
To review the audited financial statements for KCGA as of December 31, 2016 click here.
To review the unaudited statement of financial condition for KCGA as of June 30, 2016 click here.
GETCO, LLC (“GET”) and KCG Quantitative Trading, LLC (“KQT”) primarily trade futures, derivatives and foreign exchange for their own accounts to make markets on exchanges and other trading venues. GET does not service any customers; does not carry customer accounts and thus does not hold customer funds or securities. KQT makes markets in foreign exchange to broker-dealers, institutional counterparties and on electronic platforms. KQT does not carry customer accounts or hold customer funds or securities.
KCG Europe Limited ("KCGE") is a registered broker-dealer based in the United Kingdom that provides execution services for institutional and broker-dealer clients across a broad range of asset classes covering U.S., European and international markets. To view KCGE's Pillar 3 Statement, click here.
Neonet Securities AB (“KCG Neonet”) is a registered broker-dealer in Sweden that provides execution services for institutional and broker-dealer clients across a broad range of asset classes covering U.S., European and international markets. To view KCG Neonet’s Financial Information, click here.
GETCO Asia PTE. LTD. (“GAL”) based in Singapore and GETCO Australia PTY LTD (“GAU”) based in Australia are subject to the rules and regulations of exchanges of which they are members as applicable. The principal activity of GAL and GAU is to conduct proprietary trading, engaging in buying, selling and dealing of securities, derivatives and foreign exchange on various trading venues for its own account.
GETCO Europe Limited is based in the United Kingdom and exists to solely provide information technology services.
KCG Europe Limited is authorised and regulated by the Financial Conduct Authority. Registered Office: City Place House, 55 Basinghall Street, London, EC2V 5DU. Registered in England & Wales No. 03632121.
Neonet Securities AB is authorised and regulated by Finansinspektionen (Swedish Financial Supervisory Authority). Registered office: Olof Palmes gata 31, P.O. Box 185, SE- 101 23 Stockholm, Sweden. Registered in Sweden No. 556530-4804.
GETCO Europe Limited’s registered Office: City Place House, 55 Basinghall Street, London, EC2V 5DU. Registered in England & Wales No. 04663084.
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